The exam administrator provides electronic calculators for candidates to use, and these are the only calculators allowed in the exam room. Please note, the FINRA Series 7 is a corequisite exam that needs to be successfully completed in addition to the Series 66 exam before a candidate can apply to register with a state. The Uniform Combined State Law Examination consists of 100 multiple-choice questions and 10 pretest questions. The Series 66, also known as the Uniform Combined State Law Examination, covers topics relevant to providing investment advice and effecting securities transactions for clients. Should I expect to use the full time allotted on the Series 66 Exam? Please visit FINRA’s “Enroll for a Series Exam” page to register for a state licensing exam. The Practice Exams questions are slightly easier than the actual exam, so you should be scoring in the low 80s on the Practice Exams before taking the examination. The Series 66 is an exam and license that is meant to qualify individuals as investment advisor representatives or securities agents. You may take either exam first but must complete both satisfactorily. However, a person taking the Series 66 must also take and pass the Series 7 (General Securities Registered Representative) …, Meet How does the difficulty of your Series 66 practice questions compare to the difficulty of the questions I am likely to see on the actual exam? Currently, questions on the exam have not been modified and are based on the status of the law as of 12/31/2019. The questions in the examination, the weighing of the composite examination, the examination study outline, and the method by which the examination is administered have been designed by Chauncey Group International for NASAA and approved by NASAA and the Competency Exam Project Group. Assuming you are working full time while preparing for the examination, you should allow yourself two to three weeks to read through the material and another two to three weeks to complete practice exams. For updates and guidance related to COVID-19 / Coronavirus, click here. In addition, each examination question is statistically analyzed to insure reliability. Contact FINRA at 301-590-6500. Please see the complete message including information about online test delivery. Number of Questions: 100 scored questions (plus 10 ungraded experimental questions).Exam Structure: 1 session covering all topics. As of March 2019, the exam questions are allocated as follows: Investopedia uses cookies to provide you with a great user experience. Examinees that fail the exam have to wait 30 days to retest. The Series 66 Exam is required by the North American Securities Administrators Association (NASAA) and administered by FINRA. The exam consists of 100 scored questions. The examination is conducted as a closed-book test. The Series 66 is essentially a combination of the Series 63 (for securities agents) and Series 65 (for investment adviser representatives). A pool of questions is available for the exam, and each exam is put together “on the fly,” based on a content rating and difficulty rating assigned to each question. Five percent (5 questions) of the exam covers Economic Factors and Business Information. It was developed by North American Securities Administrators Association (NASAA) and operated by the Financial Industry Regulatory Authority (FINRA).. Should I read the Series 66 book before class? Online Finance Degree Programs at the BS, MBA, DBA, and PhD Levels, Online MS in Global Finance. ", "The class, materials, and instruction were right on target. The examination is conducted as a closed-book test. Identification Requirements. This course has live * All In-person classes are located in New York City. He was oustanding in every way, from crafting a strategic study to explaining the difficult concepts to talking me off the ledge just before my exam. accessed online. Persons who take the Series 66 Exam must also pass the Series 7 Exam prior to registering with their state’s regulatory commission. Classes you can count on,instructors you can trust. FINRA's Series 66 Informational Page has additional details. Any attempt to compromise the examination may serve to destroy its validity and usefulness. The Series 66 examination contents include 100 multiple-choice questions that are scored and 10 pretest questions that are not scored. Candidates have 75 minutes to complete the exam. It was developed by North American Securities Administrators Association (NASAA) and operated by the Financial Industry Regulatory Authority (FINRA). FINRA IS A REGISTERED TRADEMARK OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. FINRA operates the largest securities dispute resolution forum in the United States, Report a concern about FINRA at 888-700-0028. The Knopman Qbank and supplemental resources really helped me.

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